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Rule 144A
Results: 189

#	Item
101	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NASDAQ[removed]July 8, 2013 Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Granting Approval of Proposed Rule Change, as Modified Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-07-08 19:08:31 Funds United States Securities and Exchange Commission United States securities law Financial services Rule 144A Exchange-traded fund Qualified institutional buyer Institutional investor Security Financial economics Investment Finance
102	OTC Markets Newsletter - September 2012 Add to Reading List Source URL: www.otcmarkets.com Language: English - Date: 2012-09-25 12:49:25 United States securities law Finance OTC Markets Group Over-the-counter OTC Bulletin Board Rule 144A Securities regulation in the United States Security ACT Stock market Financial economics Investment
103	~SIFMA SeCllrtUos Industry and Financial Matkot! ASSOciation January 26, 2010 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-01-26 15:18:59 Investment Securities United States Securities and Exchange Commission Stock market 73rd United States Congress Securities Act Securities Industry and Financial Markets Association Shelf registration Rule 144A Financial economics United States securities law Finance
104	Comment Letter on File No. S7-18-07 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-10-10 15:00:33 United States securities law Financial services Equity United States Securities and Exchange Commission Rule 144A Qualified institutional buyer Trust law Mutual fund Investment Company Act Financial economics Law Investment
105	NYSE Euronext 20 Broad Street I 10th Floor New York I NY[removed]t[removed]f[removed]LIFFE USA Limited I Registered in England and Wales no[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-09-10 09:20:23 Financial markets United States Securities and Exchange Commission United States securities law Corporate crime U.S. Securities and Exchange Commission Rule 144A Broker-dealer Futures contract Christopher Cox Financial economics Financial system Finance
106	Comment Letter on File No. S7-18-07 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-10-10 15:28:40 United States Securities and Exchange Commission Financial services United States securities law Stock market Regulation D Qualified institutional buyer Securities Act Non-reporting issuer Rule 144A Financial economics Investment Finance
107	Microsoft Word - NY12525-#[removed]v2-Regulation_D_comment_letter.DOC Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-10-12 15:02:22 United States securities law Investment Finance Securities 73rd United States Congress Regulation D Securities Act Rule 144A Qualified institutional buyer United States Securities and Exchange Commission Financial economics Stock market
108	Nancy M. Morris Secretary U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC[removed]United States Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-09-10 09:11:28 United States securities law United States Securities and Exchange Commission Investment Financial regulation 73rd United States Congress Registered Investment Advisor Securities Act Rule 144A U.S. Securities and Exchange Commission Financial economics Finance Financial system
109	Comment Letter on File No. S7-18-07 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-10-10 14:20:19 Investment United States securities law Financial services Equity United States Securities and Exchange Commission Qualified institutional buyer Rule 144A Trust law Collective investment scheme Law Financial economics Finance
110	Comment Letter on S7-18-07 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-10-10 14:11:46 Finance Financial system Financial regulation Investment Rule 144A Securities Act Qualified institutional buyer Regulation D U.S. Securities and Exchange Commission United States Securities and Exchange Commission Financial economics United States securities law

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